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Compliance

MEQ Capital is committed to upholding the highest standards of integrity and professionalism in our relationship with you, our client. We endeavour to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.

Compliance Framework:

  • External Compliance Officer: Talita Olivier from 40two Compliance Services ensures that MEQ Capital adheres to external regulatory requirements and standards. She can be reached at +27 21 852 6667 for any external compliance enquiries.
  • Internal Compliance Officer: Riaan Marais is our point of contact for internal compliance matters, ensuring that our operations align with the highest ethical and professional standards. He is available at +27 21 914 1047.

Conflict of Interest Management Policy:

MEQ Capital places utmost importance on safeguarding our clients’ interests, adhering strictly to the Financial Advisory and Intermediary Services Act 2002. Our conflict of interest policy is designed to preemptively identify and manage any conflicts, ensuring that our clients’ interests always come first. This policy underscores our commitment to uphold our business’s integrity and principles. For a detailed overview, please contact riaan@meqcapital.co.za.

Promotion of Access to Information Act (Section 51 Manual):

In line with our commitment to transparency, a copy of our Section 51 Manual, as mandated by the Promotion of Access to Information Act, is readily available. This document can be obtained by reaching out to riaan@meqcapital.co.za, ensuring our stakeholders have access to the information they require.

Protection of Personal Information Act (POPIA):

MEQ Capital is also committed to the protection of personal information as stipulated by the Protection of Personal Information Act 4 of 2013 (POPIA). Our practices are designed to secure your personal information and uphold your privacy rights, aligning with national standards on information protection.

Through our comprehensive compliance and ethical framework, MEQ Capital assures you of our unwavering commitment to transparency, integrity, and professionalism.

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